DFX Intelligence

G•••• K••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

G•••• K••••••• B•••••

Advisor at R•• C•••••• M••••••• L••

BOSTON, MA | Boston, MA

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Search this name across graphsid dfx:ria:7ffc27a1-56c9-9386-bf94-d3399f14160f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jan 8, 2025	n/a	yes	Boston, MA\|BOSTON, MA	Current employment
P••••• I••••••••• M••••••••• L••	Asset manager	Mar 13, 2019	Dec 17, 2024	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• I••••••••• M••••••••• L••	R•• C•••••• M••••••• L••	Dec 17, 2024	Jan 8, 2025	22	Firm change	Other

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ P••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 13, 2019 to Dec 17, 2024factForm ADV

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ffc27a1-56c9-9386-bf94-d3399f14160f
First observed: Mar 13, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.