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Advisor at ASC 401(K) MANAGEMENT
APPLETON, WI | Appleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASC 401(K) MANAGEMENT | Former SEC adviser | Sep 3, 2021 | n/a | yes | Appleton, WI|APPLETON, WI | Current employment |
| ASC 401(K) MANAGEMENT | Former SEC adviser | May 1, 2015 | Aug 25, 2021 | no | APPLETON, WI|Appleton, WI | Previous registration |
| MCGLONE SUTTNER WEALTH MANAGEMENT, INC. | Independent wealth | Apr 3, 2009 | Jun 3, 2015 | no | APPLETON, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Oct 10, 2005 | Apr 7, 2009 | no | APPLETON, WI|APPLETON, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MCGLONE SUTTNER WEALTH MANAGEMENT, INC. | ASC 401(K) MANAGEMENT | Jun 3, 2015 | May 1, 2015 | -33 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | MCGLONE SUTTNER WEALTH MANAGEMENT, INC. | Apr 7, 2009 | Apr 3, 2009 | -4 | Firm change | Other |