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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD 149830

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1ff3f91-3258-45d5-735c-9b692646f51c

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 0
Observed: Mar 26, 2012 to Feb 26, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-02-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $977MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,913
Individual clients: 418
High net worth clients: 290
SEC number: 801-112692
CRD: 149830
Filings on the tape: 45
First filed: Mar 26, 2012
Latest filed: Feb 26, 2026
Organised: Corporation, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOHN SUTTNER	Certified Financial Planner\|Chartered Financial Consultant	APPLETON, WI	17	35	1	no
JASON ANTHONY MC GLONE	Certified Financial Planner	APPLETON, WI	4	28	2	no
Peter G Van Beek	Certified Financial Planner\|Chartered Financial Consultant	APPLETON, WI	4	12	1	no
KEITH FORREST PETERS	Certified Financial Planner	APPLETON, WI	4	28	1	no
Matthew Charles Suttner	n/a	APPLETON, WI	4	13	1	no
Eliot Charles Bares	Certified Financial Planner	APPLETON, WI \| Potomac, MD	1	11	2	no
JOSEPH MATTHEW TUCCINI	Certified Financial Planner	APPLETON, WI	0	18	7	no
Nathaniel C Klutz	n/a	APPLETON, WI \| Potomac, MD	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MC GLONE, JASON, ANTHONY	CO-OWNER	D	yes	01/2022	Feb 26, 2026	Feb 26, 2026
SUTTNER, THOMAS, JOHN	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	03/2009	Feb 26, 2026	Feb 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$1.0B	$1.0B	14	8	2	n/a	n/a
2024	Apr 7, 2025	$816M	$816M	13	7	1	n/a	n/a
2023	Mar 21, 2024	$689M	$689M	12	6	0	n/a	n/a
2022	Mar 4, 2023	$549M	$549M	11	6	0	n/a	n/a
2021	Feb 23, 2022	$541M	$533M	8	5	1	n/a	n/a
2020	Mar 17, 2021	$147M	$147M	2	1	0	n/a	n/a
2019	Jan 23, 2020	$134M	$132M	2	1	0	n/a	n/a
2018	Jan 23, 2019	$111M	$109M	2	1	0	n/a	n/a
2015	Mar 9, 2016	$77.0M	$77.0M	2	1	n/a	n/a	n/a
2014	Mar 2, 2015	$190M	$190M	6	6	n/a	n/a	n/a
2013	Feb 21, 2014	$180M	$180M	5	5	n/a	n/a	n/a
2012	Mar 13, 2013	$156M	$156M	3	3	n/a	n/a	n/a
2011	Mar 26, 2012	$142M	$142M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	12.5%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$816M	23.3%	$549M	22.4%	14	13	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
KOM WEALTH MANAGEMENT GROUP, LLC	3	Feb 1, 2022	Dec 9, 2021	APPLETON, WI	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (10)

← Nathaniel C KlutzAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← JOSEPH MATTHEW TUCCINIAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Eliot Charles BaresAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← Matthew Charles SuttnerAdvisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← KEITH FORREST PETERSAdvisorregistration: current employment
Dec 9, 2021 to presentfactForm ADV
← JASON ANTHONY MC GLONEAdvisorregistration: current employment
Dec 7, 2021 to presentfactForm ADV
← Peter G Van BeekAdvisorregistration: current employment
Dec 7, 2021 to presentfactForm ADV
← THOMAS JOHN SUTTNERAdvisorregistration: current employment
Apr 3, 2009 to presentfactForm ADV
← MICHAEL PATRICK DONNANAdvisorregistration: previous registration
Dec 23, 2025 to May 12, 2026factForm ADV
← NATHAN DANIEL SCHLEICHERAdvisorregistration: previous registration
Apr 3, 2009 to Jun 3, 2015factForm ADV

Controls (2)

← SUTTNER, THOMAS, JOHNOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 26, 2012 to Dec 13, 2024factForm ADV
← MC GLONE, JASON, ANTHONYOwnerCO-OWNER, ownership code D, individual
Feb 8, 2022 to Dec 13, 2024factForm ADV

Moved with (1)

← KOM WEALTH MANAGEMENT GROUP, LLCRegistered adviser3 advisors, team lift out, same day
Feb 1, 2022 to Dec 9, 2021factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
Michael Patrick Donnan left Mcglone Suttner Wealth Management, Inc. for Annex Wealth Management, Llc (registered 2026-06-18)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2024
Regulatory AUM changed
Mcglone Suttner Wealth Management, Inc. reported RAUM $689.1M, up 26% from $549.1M (2023-11-16 to 2024-03-21)
Form ADVobserved 6 days ago
$140M
Occurred
Feb 23, 2022
Regulatory AUM changed
Mcglone Suttner Wealth Management, Inc. reported RAUM $540.8M, up 269% from $146.5M (2022-02-08 to 2022-02-23)
Form ADVobserved 6 days ago
$394M
Occurred
Feb 8, 2022
Control person joined
Anthony Jason Mc Glone (Co-Owner) appeared on Schedule A of Mcglone Suttner Wealth Management, Inc.
Form ADVobserved 6 days ago
Occurred
Feb 1, 2022
Team lift-out
3 advisors left Kom Wealth Management Group, LLC (Appleton, WI) for Mcglone Suttner Wealth Management, Inc. on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Feb 22, 2018
First Form ADV filing
Verus Investment Advisory Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1ff3f91-3258-45d5-735c-9b692646f51c
First observed: Mar 26, 2012
Last observed: Feb 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD 149830

APPLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1ff3f91-3258-45d5-735c-9b692646f51c

Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOHN SUTTNER

Certified Financial Planner|Chartered Financial Consultant

APPLETON, WI

JASON ANTHONY MC GLONE

Certified Financial Planner

APPLETON, WI

Peter G Van Beek

Certified Financial Planner|Chartered Financial Consultant

APPLETON, WI

KEITH FORREST PETERS

Certified Financial Planner

APPLETON, WI

Matthew Charles Suttner

n/a

APPLETON, WI

Eliot Charles Bares

Certified Financial Planner

APPLETON, WI | Potomac, MD

JOSEPH MATTHEW TUCCINI

Certified Financial Planner

APPLETON, WI

Nathaniel C Klutz

n/a

APPLETON, WI | Potomac, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MC GLONE, JASON, ANTHONY

CO-OWNER

yes

01/2022

Feb 26, 2026

SUTTNER, THOMAS, JOHN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

03/2009

Feb 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$1.0B

n/a

2024

Apr 7, 2025

$816M

n/a

2023

Mar 21, 2024

$689M

n/a

2022

Mar 4, 2023

$549M

n/a

2021

Feb 23, 2022

$541M

$533M

n/a

2020

Mar 17, 2021

$147M

n/a

2019

Jan 23, 2020

$134M

$132M

n/a

2018

Jan 23, 2019

$111M

$109M

n/a

2015

Mar 9, 2016

$77.0M

n/a

2014

Mar 2, 2015

$190M

n/a

2013

Feb 21, 2014

$180M

n/a

2012

Mar 13, 2013

$156M

n/a

2011

Mar 26, 2012

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$816M

23.3%

$549M

22.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

KOM WEALTH MANAGEMENT GROUP, LLC

Feb 1, 2022

Dec 9, 2021

APPLETON, WI

Team lift out

RIA to RIA

33.3%