DFX Intelligence

L•••••• P• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant10 years in industry

L•••••• P• T••••••

Advisor at A••• W••••• P•••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:80115f0b-94ed-d6cb-3264-14d125b8acb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• P•••••••• L••	Independent wealth	Jul 14, 2026	n/a	yes	SAN ANTONIO, TX	Current employment
N•••••• A•••••••	Bd affiliated wealth	Jul 16, 2020	Nov 1, 2022	no	San Antonio, TX\|NEW ORLEANS, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	A••• W••••• P•••••••• L••	Nov 1, 2022	Jul 14, 2026	1,351	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
171351:323124:LA:2022-11-01	Nov 1, 2022	Jul 14, 2026	NEW ORLEANS, LA	Firm change after gap

Relationships

Registered with (2)

→ A••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Jul 16, 2020 to Nov 1, 2022factForm ADV

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
L•••••• P• T•••••• left N•••••• A••••••• for A••• W••••• P•••••••• L•• (registered 2026-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80115f0b-94ed-d6cb-3264-14d125b8acb4
First observed: Jul 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.