DFX Intelligence
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Reading the graph
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Advisor at P••••••••
Conshohocken, PA | ENGLEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• | Independent wealth | Jun 5, 2026 | n/a | yes | ENGLEWOOD, NJ|Conshohocken, PA | Current employment |
| M••• C•••• C•••••• A•••••••• L•• | Former SEC adviser | Jan 8, 2013 | Jun 1, 2026 | no | CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••• C•••• C•••••• A•••••••• L•• | P•••••••• | Jun 1, 2026 | Jun 5, 2026 | 4 | Firm change | RIA to RIA |
| J••• M••••• S••••••••• L•• | M••• C•••• C•••••• A•••••••• L•• | May 15, 2012 | Jan 8, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141470:151736:PA:2026-06-01 | Jun 1, 2026 | Jun 5, 2026 | CONSHOHOCKEN, PA | Firm change |
| J••• M••••• S••••••••• L•• | Wirehouse | Nov 15, 2011 | May 15, 2012 | no | PHILADELPHIA, PA | Previous registration |
| C••••••••• W••••• A•••••••• L•• | Former SEC adviser | Oct 3, 2008 | Oct 31, 2011 | no | POTOMAC, MD | Previous registration |
| 238 |
| Firm change |
| Other |
| C••••••••• W••••• A•••••••• L•• | J••• M••••• S••••••••• L•• | Oct 31, 2011 | Nov 15, 2011 | 15 | Firm change | Other |