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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Michael Mcgriff

Advisor at CITIGROUP GLOBAL MARKETS INC.

FLORENCE, KY | Florence, KY | New York, NY

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Search this name across graphsid dfx:ria:80200cea-0879-a883-ad02-c922b3a25600

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 22, 2001
First registration: Sep 1, 2009
Dual registered: yes, broker-dealer
Other names: MICHAEL MCGRIFF|MICHAEL (NMN) MCGRIFF
IAPD individual key: 4462404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 3, 2023	n/a	yes	FLORENCE, KY\|New York, NY\|Florence, KY	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 31, 2016	Oct 2, 2019	no	Covington, KY\|FLORENCE, KY\|Alexandria, KY\|Florence, KY\|Covington, KY\|Alexandria, KY\|Covington, KY\|FLORENCE, KY\|CRESCENT SPRINGS, KY\|Fort Thomas, KY\|FT MITCHELL, KY\|NEWPORT, KY\|Crestview Hills, KY\|Elsmere, KY\|Hebron, KY	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 22, 2015	Aug 25, 2016	no	FLORENCE, KY\|FLORENCE, KY\|CRESTVIEW HILLS, KY\|CHARLOTTE, NC\|LOUISVILLE, KY\|CRESTVIEW HILLS, KY\|CRESTVIEW HILLS, KY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 30, 2014	Jun 18, 2015	no	CRESTVIEW HILLS, KY	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 14, 2014	Jan 31, 2014	no	CRESTVIEW HILLS, KY	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Sep 1, 2009	Feb 16, 2011	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	CITIGROUP GLOBAL MARKETS INC.	Oct 2, 2019	Jan 3, 2023	1,189	Firm change after gap	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Aug 25, 2016	Aug 31, 2016	6	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	BB&T INVESTMENT SERVICES, INC.	Jun 18, 2015	Jun 22, 2015	4	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 31, 2014	Jan 30, 2014	-1	Bulk transfer	Other
ESI FINANCIAL ADVISORS	CETERA INVESTMENT SERVICES LLC	Feb 16, 2011	Jan 14, 2014	1,063	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:33856:KY:2015-06-18	Jun 18, 2015	Jun 22, 2015	CRESTVIEW HILLS, KY	Firm change

Relationships

Registered with (6)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 31, 2016 to Oct 2, 2019factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 22, 2015 to Aug 25, 2016factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 30, 2014 to Jun 18, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 14, 2014 to Jan 31, 2014factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2009 to Feb 16, 2011factForm ADV

Dated events

No dated event names this entity yet.