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RIA / WealthAdvisor16 years in industry

NATALIE MARGARET NEATON

Advisor at EXPAND FINANCIAL, LLC

LITTLETON, CO

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Search this name across graphsid dfx:ria:80225e4a-4b87-5b0f-6784-3160fb408632

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXPAND FINANCIAL, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: May 23, 2012
First registration: May 31, 2012
Dual registered: no
IAPD individual key: 5991304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXPAND FINANCIAL, LLC	Institutional manager	May 27, 2025	n/a	yes	LITTLETON, CO	Current employment
DMK ADVISOR GROUP, INC.	Independent wealth	May 29, 2014	Oct 14, 2024	no	Englewood, CO\|LUTZ, FL	Previous registration
AVEO CAPITAL PARTNERS, LLC	Former SEC adviser	May 20, 2014	Oct 1, 2025	no	ENGLEWOOD, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	May 31, 2012	Jun 25, 2015	no	DENVER, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	May 31, 2012	Dec 31, 2014	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVEO CAPITAL PARTNERS, LLC	DMK ADVISOR GROUP, INC.	Oct 1, 2025	May 29, 2014	-4,143	Firm change after gap	RIA to RIA
DMK ADVISOR GROUP, INC.	EXPAND FINANCIAL, LLC	Oct 14, 2024	May 27, 2025	225	Firm change	Other
CAPITAL INVESTMENT MANAGEMENT	AVEO CAPITAL PARTNERS, LLC	Jun 25, 2015	May 20, 2014	-401	Firm change after gap	Other

Relationships

Registered with (4)

→ EXPAND FINANCIAL, LLCRegistered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ AVEO CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
May 20, 2014 to Oct 1, 2025factForm ADV
→ DMK ADVISOR GROUP, INC.Registered adviserregistration: previous registration
May 29, 2014 to Oct 14, 2024factForm ADV
→ CAPITAL INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 31, 2012 to Jun 25, 2015factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
Natalie Margaret Neaton left Aveo Capital Partners, Llc for Dmk Advisor Group, Inc. (registered 2014-05-29)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2024
Advisor changed firm
Natalie Margaret Neaton left Dmk Advisor Group, Inc. for Expand Financial, Llc (registered 2025-05-27)
Form ADVobserved 5 days ago