H•••• J••• W•••

Advisor at C•••••• S••••• • C••• I•••

Corte Madera, CA

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Search this name across graphsid dfx:ria:80257610-d9ac-05e6-c0a0-70a64d56abeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 11, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 28, 2018	n/a	yes	Corte Madera, CA	Current employment
E•••••• F•••••••• S•••••••• L••	Former SEC adviser	Jul 1, 2013	Sep 27, 2018	no	COSTA MESA, CA\|HUNTINGTON BEACH, CA\|FAIRFAX, VA\|WALNUT CREEK, CA\|WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• S•••••••• L••	C•••••• S••••• • C••• I•••	Sep 27, 2018	Sep 28, 2018	1	Firm change	Ibd to ibd
S•••••• M••••• L••	E•••••• F•••••••• S•••••••• L••	Jul 2, 2013	Jul 1, 2013

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 28, 2018 to presentfactForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2013 to Sep 27, 2018factForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Apr 9, 2013 to Jul 2, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80257610-d9ac-05e6-c0a0-70a64d56abeb
First observed: Apr 9, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.