DFX Intelligence

T••••• P••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

T••••• P••• D••••••

Advisor at S•••••• A•••• M••••••••• L••

BAY SHORE, NY | CHATHAM, NJ

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Search this name across graphsid dfx:ria:802b5c6c-0272-8c2e-3ec6-58b260e3b7f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 29, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•••• M••••••••• L••	Other adviser	Oct 16, 2013	n/a	yes	CHATHAM, NJ\|BAY SHORE, NY	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Nov 7, 2006	Sep 18, 2013	no	MELVILLE, NY\|MONUMENT, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	S•••••• A•••• M••••••••• L••	Sep 18, 2013	Oct 16, 2013	28	Firm change	Other

Relationships

Registered with (2)

→ S•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 16, 2013 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2006 to Sep 18, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:802b5c6c-0272-8c2e-3ec6-58b260e3b7f2
First observed: Nov 7, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.