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A•••••• R•••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

A•••••• R•••••• J•••••

Advisor at G••••• S•••• I••••••••• A••••••• S•••••••• L••

RED BANK, NJ

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Search this name across graphsid dfx:ria:8033cbd2-4bbc-a97e-fc02-9b356df662e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• S•••• I••••••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• S•••• I••••••••• A••••••• S•••••••• L••	Independent wealth	Mar 25, 2014	n/a	yes	RED BANK, NJ	Current employment
J• P• T••••• • C•••••• C•••••• M••••••••• L••	Former SEC adviser	Jun 24, 2013	Mar 13, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J• P• T••••• • C•••••• C•••••• M••••••••• L••	G••••• S•••• I••••••••• A••••••• S•••••••• L••	Mar 13, 2014	Mar 25, 2014	12	Firm change	Other

Relationships

Registered with (2)

→ G••••• S•••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 25, 2014 to presentfactForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2013 to Mar 13, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8033cbd2-4bbc-a97e-fc02-9b356df662e5
First observed: Jun 24, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.