DFX Intelligence

P••••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P••••• I••••••••• M••••••••• I•••

CRD 105675

GOSHEN, IN

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Search this name across graphsid dfx:ria:803d1b19-5f89-d784-b5fd-334821a416c6

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 18
On other graphs: 0
Observed: Mar 19, 2012 to Mar 23, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $3.3B••• Locked
Discretionary RAUM: $3.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $3.3Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••••• J•• B•••••	Chartered Financial Analyst	GOSHEN, IN	7	11	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• R•••••• D•	VICE PRESIDENT/DIRECTOR	Na	yes	06/2008	Mar 19, 2012	Nov 19, 2024
E••••••• A••••••••• I•••	Owner	E	yes	01/2009	Mar 26, 2014	Nov 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• A••••••••• I•••	n/a	n/a	n/a	Y	no	n/a
E••••••• I•••••••• C••••••	n/a	n/a	n/a	N	yes	n/a
E••••••• T•••• C••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.3B	$2.8B	19.0%	$2.0B	18.0%	14	15	0	0

Relationships

Affiliated with (1)

← E••••••• T•••• C••••••Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← B••••••• J•• B•••••Advisorregistration: current employment
Mar 21, 2019 to presentfactForm ADV
← G••• E•••••• K•••••••Advisorregistration: previous registration
Jan 31, 2001 to Dec 31, 2002factForm ADV

Controls (12)

Dated events

Occurred
Mar 5, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:803d1b19-5f89-d784-b5fd-334821a416c6
First observed: Mar 19, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.