This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 5, 1991earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Sep 5, 1991

First registration

Jan 31, 2001

Dual registered

yes, broker-dealer

IAPD individual key

1364121

• Occurred

  Feb 20, 2025
  Advisor changed firm

  Glen Emerson Kauffman left Concourse Financial Group Advisors for Everence Trust Company (registered 2007-03-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:806bd75d-92ca-04d1-4e22-9fb1939ff222

First observed

Jan 31, 2001

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.