DFX Intelligence

N••••••• S•••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

N••••••• S•••••••• L•••••••••

Advisor at N•• C•••••• M••••••••• L••

RAMSEY, NJ

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Search this name across graphsid dfx:ria:803df129-d215-f9ef-2118-c3c7cbaf1504

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• C•••••• M••••••••• L••	Independent wealth	Dec 17, 2012	n/a	yes	RAMSEY, NJ	Current employment
B•••••• E••••	Former SEC adviser	Dec 15, 2008	Aug 20, 2010	no	MADISON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• E••••	N•• C•••••• M••••••••• L••	Aug 20, 2010	Dec 17, 2012	850	Firm change after gap	Other
S•••••••• A••••••• L••	B•••••• E••••	Jul 15, 2008	Dec 15, 2008

Relationships

Registered with (3)

→ N•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 17, 2012 to presentfactForm ADV
→ B•••••• E••••Registered adviserregistration: previous registration
Dec 15, 2008 to Aug 20, 2010factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 12, 2002 to Jul 15, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:803df129-d215-f9ef-2118-c3c7cbaf1504
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.