DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BRINTON EATON

BRINTON EATON ASSOCIATES INC, CRD 104846

MADISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da3b7da4-30be-30b9-e1bc-4c6adcebea56

Data as of Sep 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Sep 27, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $610MItem 5.F on the latest filing (2012-09-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $610M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 884
Custody, client assets: $27.4M
SEC number: 801-35421
CRD: 104846
Filings on the tape: 3
First filed: Jan 19, 2012
Latest filed: Sep 27, 2012
Organised: Corporation, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BETZLER, COLLEEN, J	VICE PRESIDENT	B	yes	01/2008	Jan 19, 2012	Sep 27, 2012
DIQUOLLO, ROBERT, JOHN	President	D	yes	10/1988	Jan 19, 2012	Sep 27, 2012
MICCOLIS, JERRY, ANTHONY	VICE PRESIDENT & SECRETARY	C	yes	04/2007	Jan 19, 2012	Sep 27, 2012
WELTHER, JEREMY, TODD	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	B	yes	01/2008	Jan 19, 2012	Sep 27, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Feb 6, 2012	$610M	$610M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$610M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← WELTHER, JEREMY, TODDOwnerVICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jan 19, 2012 to presentfactForm ADV
← DIQUOLLO, ROBERT, JOHNOwnerPRESIDENT, ownership code D, individual
Jan 19, 2012 to presentfactForm ADV
← BETZLER, COLLEEN, JOwnerVICE PRESIDENT, ownership code B, individual
Jan 19, 2012 to presentfactForm ADV
← MICCOLIS, JERRY, ANTHONYOwnerVICE PRESIDENT & SECRETARY, ownership code C, individual
Jan 19, 2012 to presentfactForm ADV

Registered with (7)

← JEREMY TODD WELTHERAdvisorregistration: previous registration
Jun 24, 2002 to May 14, 2013factForm ADV
← ABIGAIL M ROSENAdvisorregistration: previous registration
Oct 7, 2009 to Dec 31, 2012factForm ADV
← MICHAEL STEVEN MAGLIOAdvisorregistration: previous registration
Nov 13, 2012 to Dec 21, 2012factForm ADV
← DAVID MICHAEL HILLAdvisorregistration: previous registration
Oct 13, 2009 to Dec 21, 2012factForm ADV
← MATTHEW SCOTT DIQUOLLOAdvisorregistration: previous registration
Jun 28, 2011 to Dec 21, 2012factForm ADV
← ROBERT JOHN DIQUOLLOAdvisorregistration: previous registration
Jun 24, 2002 to Dec 21, 2012factForm ADV
← NICHOLAS SEBASTIAN LAVERGHETTAAdvisorregistration: previous registration
Dec 15, 2008 to Aug 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da3b7da4-30be-30b9-e1bc-4c6adcebea56
First observed: Jan 19, 2012
Last observed: Sep 27, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRINTON EATON

BRINTON EATON ASSOCIATES INC, CRD 104846

MADISON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da3b7da4-30be-30b9-e1bc-4c6adcebea56

Data as of Sep 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BETZLER, COLLEEN, J

VICE PRESIDENT

yes

01/2008

Jan 19, 2012

Sep 27, 2012

DIQUOLLO, ROBERT, JOHN

President

yes

10/1988

Jan 19, 2012

Sep 27, 2012

MICCOLIS, JERRY, ANTHONY

VICE PRESIDENT & SECRETARY

yes

04/2007

Jan 19, 2012

Sep 27, 2012

WELTHER, JEREMY, TODD

VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

01/2008

Jan 19, 2012

Sep 27, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Feb 6, 2012

$610M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$610M

n/a