DFX Intelligence

S••••• S••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

S••••• S••••• P•••••••

Advisor at L•• E••••••••• L••

BEDMINSTER, NJ

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Search this name across graphsid dfx:ria:803f8e36-a0a6-f68d-2394-97fc29fd3259

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Mar 17, 2026	n/a	yes	BEDMINSTER, NJ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 5, 2025	Mar 20, 2026	no	BERNARDSVILLE, NJ\|PRINCETON, NJ\|BERNARDSVILLE, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• E••••••••• L••	Mar 20, 2026	Mar 17, 2026	-3	Firm change	Ibd to ibd
N•• C•••••• F•••••••• G••••• L••	O•••• W•••••• I•••	Dec 31, 2025	Nov 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
104553:23131:NJ:2025-12-31	Dec 31, 2025	Nov 5, 2025	PRINCETON, NJ	Firm change after gap

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 5, 2025 to Mar 20, 2026factForm ADV
→ N•• C•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 25, 2005 to Dec 31, 2025factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:803f8e36-a0a6-f68d-2394-97fc29fd3259
First observed: Oct 25, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.