RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• S••••• P•••••••
- L•• E••••••••• L•• BD affiliated currentsince Mar 17, 2026 · Bedminster, Nj
- O•••• W•••••• I••• BD affiliatedNov 5, 2025 to Mar 20, 2026 · Bernardsville, Nj
- N•• C•••••• F•••••••• G••••• L•• formerOct 25, 2005 to Dec 31, 2025 · Princeton, Nj
- O•••• W•••••• I••• to L•• E••••••••• L••left Mar 20, 2026, registered Mar 17, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- N•• C•••••• F•••••••• G••••• L•• to O•••• W•••••• I•••left Dec 31, 2025, registered Nov 5, 2025 (-56 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S••••• S••••• P••••••• left O•••• W•••••• I••• for L•• E••••••••• L•• (registered 2026-03-17)Mar 20, 2026 · Advisor changed firm · fact
- S••••• S••••• P••••••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2025-11-05)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address