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Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Apr 2, 2014 | n/a | yes | Birmingham, AL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 16, 2011 | Mar 28, 2014 | no | BIRMINGHAM, AL|HUEYTOWN, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 25, 2010 | Apr 1, 2011 | no | BIRMINGHAM, AL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 12, 2008 | Mar 18, 2010 | no | BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TRANSAMERICA RETIREMENT ADVISORS, LLC | Mar 28, 2014 | Apr 2, 2014 | 5 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | WELLS FARGO ADVISORS | Apr 1, 2011 | Jun 16, 2011 | 76 | Firm change | Other |
| WELLS FARGO ADVISORS | NEW ENGLAND SECURITIES CORPORATION | Mar 18, 2010 | Aug 25, 2010 | 160 | Firm change | Other |