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RIA / WealthAdvisor33 years in industry

TODD RICHARD GOUGH

Advisor at CUMBERLAND HILL CAPITAL MANAGEMENT LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:80489265-2a9e-ef8a-a70b-1d49f017d6c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CUMBERLAND HILL CAPITAL MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 15, 1993
First registration: Apr 30, 2002
Dual registered: no
IAPD individual key: 2369010

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CUMBERLAND HILL CAPITAL MANAGEMENT LLC	Asset manager	Apr 16, 2010	n/a	yes	DALLAS, TX	Current employment
RPM METROPOLITAN CAPITAL, LLC	n/a	Aug 13, 2008	Apr 12, 2010	no	DALLAS, TX	Previous registration
AXIOM ADVISORS	n/a	Jan 9, 2006	Dec 31, 2006	no	DALLAS, TX	Previous registration
AXIOM ADVISORS	n/a	Jan 12, 2005	Dec 31, 2005	no	n/a	Previous registration
AXIOM ADVISORS	n/a	Apr 7, 2004	Dec 31, 2004	no	DALLAS, TX	Previous registration
SHAMROCK ASSET MANAGEMENT LLC	Former SEC adviser	May 13, 2003	Aug 26, 2008	no	DALLAS, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Apr 30, 2002	Mar 4, 2003	no	LEWISVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RPM METROPOLITAN CAPITAL, LLC	CUMBERLAND HILL CAPITAL MANAGEMENT LLC	Apr 12, 2010	Apr 16, 2010	4	Firm change	Other
SHAMROCK ASSET MANAGEMENT LLC	AXIOM ADVISORS	Aug 26, 2008	Apr 7, 2004	-1,602	Firm change after gap	Other
AXIOM ADVISORS	RPM METROPOLITAN CAPITAL, LLC	Dec 31, 2006	Aug 13, 2008	591	Firm change after gap	Other
FISHER INVESTMENTS	SHAMROCK ASSET MANAGEMENT LLC	Mar 4, 2003	May 13, 2003	70	Firm change	Other

Relationships

Registered with (5)

→ CUMBERLAND HILL CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 16, 2010 to presentfactForm ADV
→ RPM METROPOLITAN CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 13, 2008 to Apr 12, 2010factForm ADV
→ SHAMROCK ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 13, 2003 to Aug 26, 2008factForm ADV
→ AXIOM ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2006 to Dec 31, 2006factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Apr 30, 2002 to Mar 4, 2003factForm ADV

Dated events

No dated event names this entity yet.