DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• R•••••• G••••

C••••••••• H••• C•••••• M••••••••• L••asset managerDallas, TxIA-onlyIAPD 2369010

Feed of 09/14/2026

At current firm

16 y

since Apr 16, 2010

In the industry

33 y

since Jul 15, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• H••• C•••••• M••••••••• L•• asset manager current
since Apr 16, 2010 · Dallas, Tx
R•• M••••••••• C••••••• L•• unclassified
Aug 13, 2008 to Apr 12, 2010 · Dallas, Tx
A•••• A••••••• unclassified
Jan 9, 2006 to Dec 31, 2006 · Dallas, Tx
A•••• A••••••• unclassified
Jan 12, 2005 to Dec 31, 2005
A•••• A••••••• unclassified
Apr 7, 2004 to Dec 31, 2004 · Dallas, Tx
S••••••• A•••• M••••••••• L•• former
May 13, 2003 to Aug 26, 2008 · Dallas, Tx
F••••• I••••••••• independent RIA
Apr 30, 2002 to Mar 4, 2003 · Lewisville, Tx

Moves

a registration end followed by a registration begin elsewhere

R•• M••••••••• C••••••• L•• to C••••••••• H••• C•••••• M••••••••• L••
left Apr 12, 2010, registered Apr 16, 2010 (4 days) · Other
S••••••• A•••• M••••••••• L•• to A•••• A•••••••
left Aug 26, 2008, registered Apr 7, 2004 (-1602 days) · Other
A•••• A••••••• to R•• M••••••••• C••••••• L••
left Dec 31, 2006, registered Aug 13, 2008 (591 days) · Other
F••••• I••••••••• to S••••••• A•••• M••••••••• L••
left Mar 4, 2003, registered May 13, 2003 (70 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address