DFX Intelligence

C••••••••• P••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C••••••••• P••• D••••••••

Advisor at D•••••••• W••••• M•••••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:805156a1-0d20-56c3-73bf-2b3c35fc0613

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M•••••••••	State registered	Sep 10, 2021	n/a	yes	AUSTIN, TX	Current employment
B••••••• J•••• L••	Independent wealth	Jan 11, 2017	Aug 23, 2021	no	San Francisco, CA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• J•••• L••	D•••••••• W••••• M•••••••••	Aug 23, 2021	Sep 10, 2021	18	Firm change	RIA to state RIA
B••• I••••••••• A••••••• I••	B••••••• J•••• L••	Feb 27, 2014	Mar 6, 2014

Relationships

Registered with (4)

→ D•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Jan 11, 2017 to Aug 23, 2021factForm ADV
→ B••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Oct 30, 2012 to Feb 27, 2014factForm ADV
→ F••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:805156a1-0d20-56c3-73bf-2b3c35fc0613
First observed: Jan 30, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.