RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• P••• D••••••••
- D•••••••• W••••• M••••••••• state registered currentsince Sep 10, 2021 · Austin, Tx
- B••••••• J•••• L•• independent RIAJan 11, 2017 to Aug 23, 2021 · San Francisco, Ca
- B••••••• J•••• L•• independent RIAMar 6, 2014 to Dec 31, 2016 · San Francisco, Ca
- B••• I••••••••• A••••••• I•• independent RIAOct 30, 2012 to Feb 27, 2014 · Orinda, Ca
- F••••• I••••••••• independent RIAJan 30, 2008 to Nov 1, 2011 · San Mateo, Ca
- B••••••• J•••• L•• to D•••••••• W••••• M•••••••••left Aug 23, 2021, registered Sep 10, 2021 (18 days) · RIA to a state-registered adviser
- B••• I••••••••• A••••••• I•• to B••••••• J•••• L••left Feb 27, 2014, registered Mar 6, 2014 (7 days) · Other
- F••••• I••••••••• to B••• I••••••••• A••••••• I••left Nov 1, 2011, registered Oct 30, 2012 (364 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address