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Advisor at WELLS FARGO ADVISORS
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 29, 2020 | n/a | yes | RENO, NV | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 7, 2014 | Jun 5, 2020 | no | Roseville, CA|Roseville, CA|Reno, NV | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 28, 2002 | Feb 3, 2014 | no | ROSEVILLE, CA|ROSEVILLE, CA|EL DORADO HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 5, 2020 | May 29, 2020 | -7 | Firm change | Wirehouse to wirehouse |
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Feb 3, 2014 | Jan 7, 2014 | -27 | Firm change | Ibd to wirehouse |