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B•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••••• R•••••••••

Advisor at L•• F•••••••• L••

Suwanee, GA | FORT MILL, SC

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Search this name across graphsid dfx:ria:80655b6e-6572-6f1d-b1ee-327c54b23b0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 22, 2024	n/a	yes	FORT MILL, SC\|Suwanee, GA	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Sep 1, 2023	Apr 19, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	L•• F•••••••• L••	Apr 19, 2024	Apr 22, 2024	3	Firm change	Other
T••••• A••••••• S•••••••• I•••	S••••• W••••• A•••••••• I•••	Aug 14, 2023

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2007 to Sep 3, 2009factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Apr 19, 2024factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2016 to Aug 14, 2023factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Apr 19, 2024
Advisor changed firm
B•••••• R••••••••• left S••••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-04-22)
Form ADVobserved 7 days ago
Occurred
Aug 14, 2023
Advisor changed firm
B•••••• R••••••••• left T••••• A••••••• S•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2023-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80655b6e-6572-6f1d-b1ee-327c54b23b0b
First observed: Jan 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.