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Advisor at CAPITOL SECURITIES MANAGEMENT, INC.
GLEN ALLEN, VA | Glastonbury, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | Independent wealth | Apr 30, 2021 | n/a | yes | Glastonbury, CT|GLEN ALLEN, VA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 2, 2016 | May 11, 2021 | no | CHESHIRE, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 22, 2009 | May 31, 2016 | no | SHELTON, CT|GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CAPITOL SECURITIES MANAGEMENT, INC. | May 11, 2021 | Apr 30, 2021 | -11 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 31, 2016 | Jun 2, 2016 | 2 | Firm change | Other |