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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATEGENT FINANCIAL, LLC

CRD 148173

HARRISONBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:807b92c6-b0ab-427e-c92e-3e0b0b09bfe8

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Dec 22, 2017 to Mar 20, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $375MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $375M
Private client RAUM: $371MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $93.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 136
Individual clients: 28
High net worth clients: 106
Custody, client assets: $185M
SEC number: 801-112356
CRD: 148173
Filings on the tape: 19
First filed: Dec 22, 2017
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, VA
Website: strategentfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DALE SCOTT LAM	Certified Financial Planner\|Personal Financial Specialist	HARRISONBURG, VA	18	18	n/a	no
ABRAM JOSHUA SHEARER	Certified Financial Planner	HARRISONBURG, VA	10	19	1	no
ANDREW SCOTT LAM	Certified Financial Planner\|Chartered Financial Analyst	HARRISONBURG, VA	3	13	1	no
DEBBIE STRAUSS BYERLY	n/a	HARRISONBURG, VA	2	19	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAM, DALE, SCOTT	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	07/2008	Dec 22, 2017	Mar 23, 2024
SHEARER, ABRAM, JOSHUA	Member	B	yes	07/2018	Jul 2, 2018	Mar 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 20, 2026	$375M	$375M	6	4	n/a	n/a
2024	Mar 14, 2025	$297M	$297M	6	4	n/a	n/a
2023	Mar 23, 2024	$263M	$263M	5	3	n/a	n/a
2022	Mar 10, 2023	$228M	$228M	6	4	n/a	n/a
2021	Mar 28, 2022	$244M	$244M	5	3	n/a	n/a
2020	Jan 29, 2021	$189M	$189M	5	3	n/a	n/a
2019	Mar 26, 2020	$164M	$164M	4	3	n/a	n/a
2018	Feb 13, 2019	$122M	$122M	4	3	n/a	n/a
2017	Mar 26, 2018	$117M	$117M	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$375M	$297M	26.0%	$228M	18.0%	6	6	0	0

Relationships

Registered with (5)

← DEBBIE STRAUSS BYERLYAdvisorregistration: current employment
May 7, 2024 to presentfactForm ADV
← ANDREW SCOTT LAMAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← ABRAM JOSHUA SHEARERAdvisorregistration: current employment
Dec 7, 2015 to presentfactForm ADV
← DALE SCOTT LAMAdvisorregistration: current employment
Sep 10, 2008 to presentfactForm ADV
← EDWARD WARING KARPPIAdvisorregistration: previous registration
Mar 10, 2014 to Dec 8, 2015factForm ADV

Controls (2)

← LAM, DALE, SCOTTOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 22, 2017 to Mar 23, 2024factForm ADV
← SHEARER, ABRAM, JOSHUAOwnerMEMBER, ownership code B, individual
Jul 2, 2018 to Mar 23, 2024factForm ADV

Dated events

Occurred
Mar 10, 2023
Control person left
M Melissa Mayhew (Member) no longer on Schedule A of Strategent Financial, Llc (listed 2022-11-17, absent 2023-03-10)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2021
Control person joined
M Melissa Mayhew (Member) appeared on Schedule A of Strategent Financial, Llc
Form ADVobserved 6 days ago
Occurred
Dec 22, 2017
First Form ADV filing
Strategent Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:807b92c6-b0ab-427e-c92e-3e0b0b09bfe8
First observed: Dec 22, 2017
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGENT FINANCIAL, LLC

CRD 148173

HARRISONBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:807b92c6-b0ab-427e-c92e-3e0b0b09bfe8

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DALE SCOTT LAM

Certified Financial Planner|Personal Financial Specialist

HARRISONBURG, VA

n/a

ABRAM JOSHUA SHEARER

Certified Financial Planner

HARRISONBURG, VA

ANDREW SCOTT LAM

Certified Financial Planner|Chartered Financial Analyst

HARRISONBURG, VA

DEBBIE STRAUSS BYERLY

n/a

HARRISONBURG, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAM, DALE, SCOTT

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

07/2008

Dec 22, 2017

Mar 23, 2024

SHEARER, ABRAM, JOSHUA

Member

yes

07/2018

Jul 2, 2018

Mar 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$375M

n/a

2024

Mar 14, 2025

$297M

n/a

2023

Mar 23, 2024

$263M

n/a

2022

Mar 10, 2023

$228M

n/a

2021

Mar 28, 2022

$244M

n/a

2020

Jan 29, 2021

$189M

n/a

2019

Mar 26, 2020

$164M

n/a

2018

Feb 13, 2019

$122M

n/a

2017

Mar 26, 2018

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$375M

$297M

26.0%

$228M

18.0%