This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 3, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Feb 3, 1987

First registration

Jan 23, 1998

Dual registered

yes, broker-dealer

Other names

MARY ELLEN NORRBOM|MARY ELLEN NORRBOM

IAPD individual key

1619044

• Occurred

  Dec 8, 2023
  Advisor changed firm

  Mary Ellen Schwartz left Symphonic Financial Advisors Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-12-08)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:807f0d19-f572-d23e-e562-ce5562abb8b5

First observed

Jan 23, 1998

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.