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CRD 281782
M•••••••, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S•••• L•••• K••••• | Chartered Financial Analyst | M•••••••, GA | 10 | 28 | 2 | no |
| W••••• N••• H•••••• | Certified Financial Planner | M•••••••, GA | 10 | 21 | 1 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• B•••••••• H••••••••• | MANAGING MEMBER | B | yes | 11/2015 | Mar 25, 2026 | Mar 25, 2026 |
| H••••••• W•••••• N••• | MANAGING MEMBER | B | yes | 10/2015 | Mar 25, 2026 | Mar 25, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B••••••• H• C•••• | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 12.5% | 0 | 1 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $974M | 43.1% | $916M | 15.0% | 12 | 12 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H••••••• F•••••••• | 2 | Oct 27, 2015 | Oct 21, 2015 | KENNESAW, GA | Team lift out | Other | 10.5% |
| no |
| C•••••• B•••• H••••••• | Certified Financial Planner | M•••••••, GA | 10 | 19 | 2 | no |
| B••••••• H••••••••• C•••• | Certified Financial Planner|Chartered Financial Analyst | M•••••••, GA | 10 | 23 | 3 | no |
| S•••••• A••• M•••••• | n/a | M•••••••, GA | 10 | 42 | 2 | no |
| C••• P••••• M••••••••• | Certified Financial Planner | Marietta, GA | 7 | 14 | 1 | no |
| J••• R• M••••• | n/a | Marietta, GA | 6 | 29 | 1 | no |
| L••• B••• G••••• | Certified Financial Planner | M•••••••, GA | 5 | 10 | n/a | no |
| MANAGING MEMBER |
| B |
| yes |
| 10/2015 |
| Mar 25, 2026 |
| Mar 25, 2026 |
| K•••••• S••••• L•••• | MANAGING MEMBER | C | yes | 10/2015 | Mar 25, 2026 | Mar 25, 2026 |
| W•••••••• K•••• E••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Mar 25, 2026 | Mar 25, 2026 |
| $1.4B |
| $1.1B |
| 12 |
| 9 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 21, 2025 | $974M | $928M | 12 | 9 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $1.1B | $735M | 11 | 9 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $916M | $587M | 11 | 9 | 0 | n/a | n/a |
| 2021 | Mar 23, 2022 | $1.0B | $657M | 11 | 9 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $795M | $502M | 10 | 8 | 0 | n/a | n/a |
| 2019 | Mar 23, 2020 | $639M | $402M | 10 | 8 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $527M | $296M | 9 | 7 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $467M | $272M | 6 | 5 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $355M | $198M | 7 | 6 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $232M | $140M | 5 | 5 | n/a | n/a | n/a |