DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• W••••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Oct 7, 2015 · 26 filings
SEC status approved since Oct 15, 2015
RAUM
$1.4B
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
77%
$1.1B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$174M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.4B as of Mar 25, 2026
Mar 30, 2016$232M then
HNW client RAUM$962M as of Mar 25, 2026
Mar 28, 2018$244M then
State-registered IARs (5.B.3)8 as of Mar 25, 2026
Mar 30, 20165 then
Employees (5.A)12 as of Mar 25, 2026
Mar 30, 20165 then
Private funds: no history
RAUM +43% over the last fiscal year+15% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $174MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $902,618derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$962M69%
- Pension and profit-sharing plans$286M21%
- Individuals$106M7.6%
- Corporations and businesses$14.4M1.0%
- Insurance companies$11.0M0.8%
- Charitable organizations$7.0M0.5%
- Individual clients
- 216reported
- HNW clients
- 232reported
- Pension plan clients
- 7reported
- Charitable clients
- 6reported
- Accounts
- 1,545reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• N••• H••••••Certified Financial Planner | M•••••••, Ga | Oct 20, 2015 | 21 y | 1 |
| S•••• L•••• K•••••Chartered Financial Analyst | M•••••••, Ga | Oct 20, 2015 | 28 y | 2 |
| C•••••• B•••• H•••••••Certified Financial Planner | M•••••••, Ga | Oct 21, 2015 | 19 y | 2 |
| B••••••• H••••••••• C••••Certified Financial Planner, Chartered Financial Analyst | M•••••••, Ga | Nov 12, 2015 | 23 y | 3 |
| S•••••• A••• M•••••• | M•••••••, Ga | Jan 14, 2016 | 42 y | 2 |
| C••• P••••• M•••••••••Certified Financial Planner | Marietta, Ga | Mar 13, 2019 | 14 y | 1 |
| J••• R• M••••• | Marietta, Ga | Mar 4, 2020 | 29 y | 1 |
| L••• B••• G•••••Certified Financial Planner | M•••••••, Ga | May 26, 2021 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- P••••• L••• S•••• to I•••• P••• W••••• M•••••••••Sep 9, 2026 · RIA to a state-registered adviser
Joined, latest
- P••••• L••• S•••• from R•••••• W••••• M••••••••• L••Dec 2, 2021 · RIA to RIA
- J••• R• M••••• from M•• I•••••••• S•••••••• L••Mar 4, 2020 · Other
- C••• P••••• M••••••••• from O•••••••• P•••••••• L•••Mar 13, 2019 · RIA to RIA
- S•••••• A••• M•••••• from H••••••• F••••••••Jan 14, 2016 · Other
- B••••••• H••••••••• C•••• from H••••••• F••••••••Nov 12, 2015 · Other
- C•••••• B•••• H••••••• from H••••••• F••••••••Oct 21, 2015 · Other
- S•••• L•••• K••••• from H••••••• F••••••••Oct 20, 2015 · Other
- W••••• N••• H•••••• from H••••••• F••••••••Oct 20, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from H••••••• F••••••••Oct 27, 2015 · Kennesaw, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• B•••••••• H••••••••• · Managing Membercontrolsince 11/2015 · owns 10% to 25%
- H••••••• W•••••• N••• · Managing Membercontrolsince 10/2015 · owns 10% to 25%
- H•••••••• C••••••• B•••• · Managing Membercontrolsince 10/2015 · owns 10% to 25%
- K•••••• S••••• L•••• · Managing Membercontrolsince 10/2015 · owns 25% to 50%
- W•••••••• K•••• E••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• H• C••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| M•••••••, Ga · principal | 8 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 25, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $974,375,088 to $1,394,544,576, advisors 8 to 8, private clients 405 to 448, offices 0 to 0 (2025-03-21 to 2026-03-25)peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 25, 2026institutional share of RAUM moved from 5.0% to 23.0% between the annual amendments of 2025-03-21 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 25 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $974,375,088 to $1,394,544,576 (+43.0%) between the annual amendments of 2025-03-21 and 2026-03-25; the peer median change was +17.0% (1298 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 90% percentile
- affiliate changedChange between filings · filing Mar 25, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2025-03-21, no on the filing of 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- client mix shiftChange between filings · filing Mar 25, 2026private-client share of RAUM moved from 94.0% to 77.0% between the annual amendments of 2025-03-21 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- discretionary share shiftChange between filings · filing Mar 25, 2026discretionary share of RAUM moved from 95.0% to 78.0% between the annual amendments of 2025-03-21 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 86.0% to 69.0% between the annual amendments of 2025-03-21 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,390 to 1,545Mar 21, 2025 to Mar 25, 2026
- HNW clients · 225 to 232Mar 21, 2025 to Mar 25, 2026
- Individual clients · 180 to 216Mar 21, 2025 to Mar 25, 2026
- Pension plan clients · 4 to 7Mar 21, 2025 to Mar 25, 2026
- Assets in custody · $386M to $453MMar 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $928M to $1.1BMar 21, 2025 to Mar 25, 2026
- HNW RAUM · $838M to $962MMar 21, 2025 to Mar 25, 2026
- Individual RAUM · $80.3M to $106MMar 21, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $46.7M to $309MMar 21, 2025 to Mar 25, 2026
- Pension RAUM · $9.5M to $286MMar 21, 2025 to Mar 25, 2026
- RAUM · $974M to $1.4BMar 21, 2025 to Mar 25, 2026
- Related insurance company · true to falseMar 21, 2025 to Mar 25, 2026
- Accounts · 1,298 to 1,390Dec 13, 2024 to Mar 21, 2025
- Charity clients · 7 to 6Dec 13, 2024 to Mar 21, 2025
- HNW clients · 216 to 225Dec 13, 2024 to Mar 21, 2025
- Individual clients · 157 to 180Dec 13, 2024 to Mar 21, 2025
- Pension plan clients · 31 to 4Dec 13, 2024 to Mar 21, 2025
- Assets in custody · $282M to $386MDec 13, 2024 to Mar 21, 2025
- Employees · 11 to 12Dec 13, 2024 to Mar 21, 2025
- Financial planning clients · 251-500 to 251-500Dec 13, 2024 to Mar 21, 2025
- Discretionary RAUM · $735M to $928MDec 13, 2024 to Mar 21, 2025
- HNW RAUM · $670M to $838MDec 13, 2024 to Mar 21, 2025
- Individual RAUM · $54.3M to $80.3MDec 13, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $412M to $46.7MDec 13, 2024 to Mar 21, 2025
- Pension RAUM · $380M to $9.5MDec 13, 2024 to Mar 21, 2025
- RAUM · $1.1B to $974MDec 13, 2024 to Mar 21, 2025
- Accounts · 1,200 to 1,298Mar 27, 2023 to Mar 29, 2024
- Corporate clients · 7 to 5Mar 27, 2023 to Mar 29, 2024
- HNW clients · 206 to 216Mar 27, 2023 to Mar 29, 2024
- Individual clients · 147 to 157Mar 27, 2023 to Mar 29, 2024
- Pension plan clients · 35 to 31Mar 27, 2023 to Mar 29, 2024
- Assets in custody · $199M to $282MMar 27, 2023 to Mar 29, 2024
- Financial planning clients · 101-250 to 251-500Mar 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $587M to $735MMar 27, 2023 to Mar 29, 2024
- HNW RAUM · $524M to $670MMar 27, 2023 to Mar 29, 2024
- Individual RAUM · $41.5M to $54.3MMar 27, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $330M to $412MMar 27, 2023 to Mar 29, 2024
- Pension RAUM · $319M to $380MMar 27, 2023 to Mar 29, 2024
- RAUM · $916M to $1.1BMar 27, 2023 to Mar 29, 2024
- Accounts · 1,077 to 1,200Nov 4, 2022 to Mar 27, 2023
Signals
9 dated events
- P••••• L••• S•••• left M••••••• W••••• M••••••••• L•• for I•••• P••• W••••• M••••••••• (registered 2026-09-11)Sep 9, 2026 · Advisor changed firm · fact
- M••••••• W••••• M••••••••• L•• reported RAUM $1.4B, up 43% from $974.4M (2025-03-21 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- M••••••• W••••• M••••••••• L•• reported RAUM $1.1B, up 25% from $916.3M (2023-03-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Wrage Pamela Larkin (Chief Compliance Officer) no longer on Schedule A of M••••••• W••••• M••••••••• L•• (listed 2022-11-04, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Edward Kurt Wachholz (Chief Compliance Officer) appeared on Schedule A of M••••••• W••••• M••••••••• L••Mar 27, 2023 · Control person joined · fact
- M••••••• W••••• M••••••••• L•• reported RAUM $1.0B, up 27% from $794.9M (2021-09-24 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Wrage Pamela Larkin (Chief Compliance Officer) appeared on Schedule A of M••••••• W••••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
- M••••••• W••••• M••••••••• L•• reported RAUM $467.0M, up 32% from $354.6M (2017-05-09 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- L•• A••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Oct 7, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@mariettawealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-549-6930reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-702-1923reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-549-6930reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- mariettawealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $174Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026