DFX Intelligence

B•••• W••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

B•••• W••••• B••••

Advisor at P•••• C•••••• F••••••••

Franklin, TN | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:809176b0-b4e0-dc02-2688-57cbfd4baec8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Aug 11, 2017	n/a	yes	OVERLAND PARK, KS\|Franklin, TN	Current employment
L••••• F•••••••• I••	Former SEC adviser	Aug 1, 2014	Oct 13, 2017	no	BRENTWOOD, TN\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• I••	P•••• C•••••• F••••••••	Oct 13, 2017	Aug 11, 2017	-63	Bulk transfer	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	L••••• F•••••••• I••	Feb 9, 2015	Aug 1, 2014

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Aug 11, 2017 to presentfactForm ADV
→ L••••• F•••••••• I••Registered adviserregistration: previous registration
Aug 1, 2014 to Oct 13, 2017factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 21, 2011 to Feb 9, 2015factForm ADV
→ C••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:809176b0-b4e0-dc02-2688-57cbfd4baec8
First observed: Mar 24, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.