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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CINCINNATI ANALYSTS, INC

CRD 5478

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b0b4e88-762f-c342-32ec-eee09512ac72

Data as of Jun 1, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 218
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Jun 1, 2012
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Capital Analysts Incorporated

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1BItem 5.F on the latest filing (2012-06-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $800M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 8,136
SEC number: 801-9678
CRD: 5478
Filings on the tape: 7
First filed: Mar 29, 2012
Latest filed: Jun 1, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLUMBUS LIFE INSURANCE COMPANY	Owner	E	yes	12/2006	Mar 29, 2012	Jun 1, 2012
MADSEN, KENNETH ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	09/2009	Mar 29, 2012	Jun 1, 2012
MCGRUDER, JILL TRIPP	Ceo	Na	yes	03/2012	Mar 29, 2012	Jun 1, 2012
WESTERN & SOUTHERN LIFE INSURANCE COMPANY	Shareholder	E	yes	05/1992	Mar 29, 2012	Jun 1, 2012
WESTERN & SOUTHERN MUTUAL HOLDING COMPANY	Parent	E	yes	09/2000	Mar 29, 2012	Jun 1, 2012
WESTERN AND SOUTHERN FINANCIAL GROUP, INC	Parent	E	yes	09/2000	Mar 29, 2012	Jun 1, 2012
WIEDENHEFT, TERRIE ANN	Cfo	Na	yes	03/2012	Mar 29, 2012	Jun 1, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FORT WASHINGTON INVESTMENT ADVISORS INC	n/a	Institutional manager	$93B	N	yes	n/a
TOUCHSTONE ADVISORS INC	n/a	Asset manager	$31B	N	yes	n/a
W&S BROKERAGE SERVICES, INC.	n/a	Bd affiliated wealth	$257M	N	yes	n/a
PEPPERTREE PARTNERS, LLC	n/a	Former SEC adviser	$64.1M	N	yes	n/a
IFS FUND DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
TOUCHSTONE SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WOODLAND HILLS	CA	United States	n/a	no
Quincy	Ma	United States	n/a	no
Southfield	Mi	United States	n/a	no
Cleveland	Oh	United States	n/a	no
SHAKER HEIGHTS	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$2.1B	$800M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$2.1B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

showing 80 of 218

Affiliated with (4)

→ TOUCHSTONE ADVISORS INCRegistered adviserother investment adviser, common control
factForm ADV
→ FORT WASHINGTON INVESTMENT ADVISORS INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PEPPERTREE PARTNERSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserbroker-dealer, common control
factForm ADV

Controls (7)

← MCGRUDER, JILL TRIPPOwnerCEO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← WIEDENHEFT, TERRIE ANNOwnerCFO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← MADSEN, KENNETH ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← COLUMBUS LIFE INSURANCE COMPANYOwnerOWNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WESTERN & SOUTHERN LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WESTERN & SOUTHERN MUTUAL HOLDING COMPANYOwnerPARENT, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WESTERN AND SOUTHERN FINANCIAL GROUP, INCOwnerPARENT, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (69)

← DANIEL JAMES THILLAdvisorregistration: previous registration
May 11, 2006 to Jun 27, 2012factForm ADV
← DAVID JOHN CIAMBELLAAdvisorregistration: previous registration
May 11, 2006 to Jun 27, 2012factForm ADV
← LOYD HILDRES RAWLSAdvisorregistration: previous registration
May 11, 2006 to Jun 27, 2012factForm ADV
← BENJAMIN M WUERFFELAdvisorregistration: previous registration
Jun 23, 2011 to Jun 27, 2012factForm ADV
← WILLIAM LEO BUSHAdvisorregistration: previous registration
Nov 10, 2010 to Jun 1, 2012factForm ADV
← JAMES FRANCIS THOMASAdvisorregistration: previous registration
Apr 25, 2002 to Jun 1, 2012factForm ADV
← BRIAN DAVID HAUBENSTOCKAdvisorregistration: previous registration
May 1, 1998 to Jun 1, 2012factForm ADV
← EARL CARL ROBINSONAdvisorregistration: previous registration
Oct 17, 2000 to Jun 1, 2012factForm ADV
← GRAHAM JOHN WILSONAdvisorregistration: previous registration
Dec 31, 2001 to Jun 1, 2012factForm ADV
← NEIL RAY WAXMANAdvisorregistration: previous registration
Nov 26, 1999 to Jun 1, 2012factForm ADV
← HUGH BOYCE ROBERTSAdvisorregistration: previous registration
May 2, 2006 to Jun 1, 2012factForm ADV
← ROBERT ALAN MILLERAdvisorregistration: previous registration
Mar 12, 2012 to Jun 1, 2012factForm ADV
← DALE RUBINAdvisorregistration: previous registration
Apr 26, 2010 to Jun 1, 2012factForm ADV
← JAMES HOSTY MCGOVERNAdvisorregistration: previous registration
Mar 8, 1998 to Jun 1, 2012factForm ADV
← JEFFREY RAYMOND LINSKAAdvisorregistration: previous registration
Aug 11, 2010 to Jun 1, 2012factForm ADV
← DANIEL CARMEN DANESEAdvisorregistration: previous registration
Jul 20, 2006 to Jun 1, 2012factForm ADV
← DONALD LEE MOOREAdvisorregistration: previous registration
Jan 1, 1999 to Jun 1, 2012factForm ADV
← GRANT EUGENE FOSTERAdvisorregistration: previous registration
Sep 18, 2002 to Jun 1, 2012factForm ADV
← STEPHEN JAMES SCHUGAdvisorregistration: previous registration
Jan 3, 2001 to Jun 1, 2012factForm ADV
← TIMOTHY JAMES NEUVILLEAdvisorregistration: previous registration
Dec 15, 1997 to Jun 1, 2012factForm ADV
← DONALD FORD HADLEYAdvisorregistration: previous registration
Dec 31, 2001 to Jun 1, 2012factForm ADV
← ALLAN LOUIS DUNLAPAdvisorregistration: previous registration
Jul 10, 2002 to Jun 1, 2012factForm ADV
← JAMES EDWARD GAYDOSHAdvisorregistration: previous registration
Nov 26, 1999 to Jun 1, 2012factForm ADV
← MARK ANTHONY CIULLAAdvisorregistration: previous registration
Nov 26, 1999 to Jun 1, 2012factForm ADV
← VICTOR SIMONAdvisorregistration: previous registration
Sep 7, 2006 to Jun 1, 2012factForm ADV
← MICHAEL TIMOTHY MAMMINIAdvisorregistration: previous registration
Apr 21, 2004 to Jun 1, 2012factForm ADV
← STEVEN MICHAEL WYLAMAdvisorregistration: previous registration
Jan 3, 2001 to Jun 1, 2012factForm ADV
← COLLEEN KIT CALLAHANAdvisorregistration: previous registration
Dec 15, 1997 to Jun 1, 2012factForm ADV
← BARRY STANTON JEFFERYAdvisorregistration: previous registration
Feb 25, 1994 to Jun 1, 2012factForm ADV
← Jon Ryan MorganAdvisorregistration: previous registration
May 3, 2011 to Jun 1, 2012factForm ADV
and 39 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b0b4e88-762f-c342-32ec-eee09512ac72
First observed: Mar 29, 2012
Last observed: Jun 1, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CINCINNATI ANALYSTS, INC

CRD 5478

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b0b4e88-762f-c342-32ec-eee09512ac72

Data as of Jun 1, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLUMBUS LIFE INSURANCE COMPANY

Owner

yes

12/2006

Mar 29, 2012

Jun 1, 2012

MADSEN, KENNETH ANTHONY

CHIEF COMPLIANCE OFFICER

yes

09/2009

Mar 29, 2012

Jun 1, 2012

MCGRUDER, JILL TRIPP

Ceo

yes

03/2012

Mar 29, 2012

Jun 1, 2012

WESTERN & SOUTHERN LIFE INSURANCE COMPANY

Shareholder

yes

05/1992

Mar 29, 2012

Jun 1, 2012

WESTERN & SOUTHERN MUTUAL HOLDING COMPANY

Parent

yes

09/2000

Mar 29, 2012

Jun 1, 2012

WESTERN AND SOUTHERN FINANCIAL GROUP, INC

Parent

yes

09/2000

Mar 29, 2012

Jun 1, 2012

WIEDENHEFT, TERRIE ANN

Cfo

yes

03/2012

Mar 29, 2012

Jun 1, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FORT WASHINGTON INVESTMENT ADVISORS INC

n/a

Institutional manager

$93B

yes

n/a

TOUCHSTONE ADVISORS INC

n/a

Asset manager

$31B

yes

n/a

W&S BROKERAGE SERVICES, INC.

n/a

Bd affiliated wealth

$257M

yes

n/a

PEPPERTREE PARTNERS, LLC

n/a

Former SEC adviser

$64.1M

yes

n/a

IFS FUND DISTRIBUTORS, INC.

n/a

yes

n/a

TOUCHSTONE SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

WOODLAND HILLS

United States

n/a

Quincy

United States

n/a

Southfield

United States

n/a

Cleveland

United States

n/a

SHAKER HEIGHTS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$2.1B

$800M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$2.1B

n/a