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Advisor at PEB CAPITAL MANAGEMENT LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEB CAPITAL MANAGEMENT LLC | Independent wealth | Oct 7, 2021 | n/a | yes | COLUMBUS, OH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 29, 2016 | Aug 6, 2021 | no | UPPER ARLINGTON, OH | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 23, 2009 | Apr 20, 2016 | no | COLUMBUS, OH|Upper Arlington, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PEB CAPITAL MANAGEMENT LLC | Aug 6, 2021 | Oct 7, 2021 | 62 | Firm change | Wirehouse to new firm |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WELLS FARGO ADVISORS | Apr 20, 2016 | Apr 29, 2016 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:315241:OH:2021-08-06 | Aug 6, 2021 | Oct 7, 2021 | UPPER ARLINGTON, OH | Firm change |