DFX Intelligence

N••••• T•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

N••••• T•••••• C•••

Advisor at L•• F•••••••• L••

FREDERICKSBURG, VA

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Search this name across graphsid dfx:ria:80b0f2e5-7d5c-223a-07cb-45409c383c6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 17, 2020	n/a	yes	FREDERICKSBURG, VA	Current employment
C••••••• R•••• W••••• M••••••••• L••	Independent wealth	Aug 8, 2017	Jan 16, 2020	no	MIDLOTHIAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• R•••• W••••• M••••••••• L••	L•• F•••••••• L••	Jan 16, 2020	Jan 17, 2020	1	Firm change	RIA to ibd
N••• F•••••••• G••••• I•••	C••••••• R•••• W••••• M••••••••• L••	Aug 8, 2017	Aug 8, 2017

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 17, 2020 to presentfactForm ADV
→ C••••••• R•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2017 to Jan 16, 2020factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 15, 2009 to Aug 8, 2017factForm ADV
→ C•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80b0f2e5-7d5c-223a-07cb-45409c383c6c
First observed: Feb 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.