RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• T•••••• C•••
- L•• F•••••••• L•• BD affiliated currentsince Jan 17, 2020 · Fredericksburg, Va
- C••••••• R•••• W••••• M••••••••• L•• independent RIAAug 8, 2017 to Jan 16, 2020 · Midlothian, Va
- N••• F•••••••• G••••• I••• formerJan 15, 2009 to Aug 8, 2017 · Fredericksburg, Va
- C•••••••• F••••••••• I••• BD affiliatedFeb 14, 2005 to Jan 15, 2009 · Largo, Md
- C••••••• R•••• W••••• M••••••••• L•• to L•• F•••••••• L••left Jan 16, 2020, registered Jan 17, 2020 (1 days) · RIA to affiliated broker-dealer or bank
- N••• F•••••••• G••••• I••• to C••••••• R•••• W••••• M••••••••• L••left Aug 8, 2017, registered Aug 8, 2017 (0 days) · Other
- C•••••••• F••••••••• I••• to N••• F•••••••• G••••• I•••left Jan 15, 2009, registered Jan 15, 2009 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address