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Advisor at RBC CAPITAL MARKETS, LLC
San Francisco, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 3, 2018 | n/a | yes | SAN FRANCISCO, CA|San Francisco, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 13, 2011 | May 9, 2018 | no | SAN FRANCISCO, CA|OAKLAND, CA|SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 12, 2011 | no | San Francisco, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 3, 2008 | Jun 1, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | May 9, 2018 | May 3, 2018 | -6 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 12, 2011 | Jan 13, 2011 | 1 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:CA:2018-05-09 | May 9, 2018 | May 3, 2018 | SAN FRANCISCO, CA | Firm change |