DFX Intelligence

R••••• T••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

R••••• T••••••• O•••••

Advisor at W•••• C•••••• M••••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:80bdc1da-2214-af58-39c7-a34561bf8195

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• C•••••• M••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• C•••••• M••••••••• L••	Institutional manager	Dec 6, 2023	n/a	yes	CHARLOTTE, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 31, 2006	Sep 4, 2008	no	SADDLE BROOK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• C•••••• M••••••••• L••	Sep 4, 2008	Dec 6, 2023	5,571	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 6, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2006 to Sep 4, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80bdc1da-2214-af58-39c7-a34561bf8195
First observed: Oct 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.