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CRD 107949
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KC TARGET OPPORTUNITY FUND I, LP | Venture Capital Fund | $4.3M | Mar 28, 2024 | 35 | Mar 31, 2014 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARAX BUSINESS TRUST | Member | E | yes | 03/2023 | Mar 7, 2024 | Mar 28, 2024 |
| ARAX INVESTMENT PARTNERS, LLC | Member | E | yes | 06/2023 | Mar 7, 2024 | Mar 28, 2024 |
| ARAX MIDCO, LLC | Member | E | yes | 06/2023 | Mar 7, 2024 | Mar 28, 2024 |
| ARAX WEALTH MANAGEMENT, LLC | Member | D | yes | 06/2023 | Mar 7, 2024 | Mar 28, 2024 |
| Blueford, Anthony, Lee | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2020 | May 25, 2020 | Mar 28, 2024 |
| GAM INVESTMENT HOLDINGS, LLC | Member | E | yes | 02/2024 | Mar 7, 2024 | Mar 28, 2024 |
| LIPP 2021 REVOCABLE TRUST | Member | E | yes | 02/2024 | Mar 7, 2024 | Mar 28, 2024 |
| LIPP, ROBERT, HOWARD | Trustee | F | yes | 05/2021 | Mar 30, 2012 | Mar 28, 2024 |
| LIPP, ROBERT, HOWARD | MANAGING DIRECTOR | Na | yes | 02/2024 | Mar 30, 2012 | Mar 28, 2024 |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | Trustee | F | yes | 01/2023 | Mar 7, 2024 | Mar 28, 2024 |
| WESTWOOD FINANCIAL HOLDINGS, LLC | Member | C | yes | 02/2024 | Mar 7, 2024 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 17TH STREET PARTNERS INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 31, 2025 | $358M | $157M | 3 | 3 | 0 | 1 | n/a |
| 2023 | Mar 7, 2024 | $343M | $125M | 3 | 3 | 0 | 1 | $4.3M |
| 2022 | Mar 31, 2023 | $334M | $115M | 3 | 3 | 0 | 1 | $4.6M |
| 2021 | Mar 31, 2022 | $417M | $142M | 3 | 3 | 0 | 1 | $4.6M |
| 2020 | Mar 31, 2021 | $312M | $125M | 2 | 2 | 0 | 1 | $4.6M |
| 2019 | May 25, 2020 | $251M | $106M | 3 | 3 | 0 | 1 | $4.6M |
| 2018 | Mar 29, 2019 | $259M | $111M | 3 | 3 | 0 | 1 | $4.6M |
| 2017 | Mar 29, 2018 | $270M | $114M | 3 | 3 | 0 | 1 | $4.6M |
| 2016 | Mar 31, 2017 | $233M | $104M | 3 | 3 | n/a | 1 | $4.6M |
| 2015 | Mar 30, 2016 | $233M | $115M | 4 | 3 | n/a | 1 | $4.6M |
| 2014 | Mar 31, 2015 | $234M | $114M | 3 | 3 | n/a | 1 | $4.6M |
| 2013 | Mar 31, 2014 | $221M | $103M | 3 | 3 | n/a | 1 | $4.6M |
| 2012 | Mar 27, 2013 | $178M | $91.8M | 2 | 2 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $141M | $62.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | n/a | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $358M | $343M | 4.5% | $417M | -4.9% | 3 | 3 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | 2 | Nov 19, 2025 | Nov 10, 2025 | SANTA MONICA, CA | Team lift out | RIA to RIA | 100.0% |