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Advisor at J.P. MORGAN SECURITIES LLC
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 9, 2024 | n/a | yes | Chicago, IL | Current employment |
| JAG CAPITAL MANAGEMENT LLC | Mixed wealth | May 18, 2021 | Aug 20, 2024 | no | Chicago, IL|Chicago, IL | Previous registration |
| GEORGINA ASSET MANAGEMENT LLC | Former SEC adviser | Oct 9, 2013 | Jun 29, 2016 | no | SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JAG CAPITAL MANAGEMENT LLC | J.P. MORGAN SECURITIES LLC | Aug 20, 2024 | Oct 9, 2024 | 50 | Firm change | RIA to wirehouse |
| GEORGINA ASSET MANAGEMENT LLC | JAG CAPITAL MANAGEMENT LLC | Jun 29, 2016 | May 18, 2021 | 1,784 | Firm change after gap | Other |