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RIA / WealthAdvisor25 years in industry

AISLING MARIE-PATRICIA CARROLL-TRANSOM

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80c45210-69b4-4946-eb83-e46849b3b04e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 5, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 6, 2000
First registration: May 5, 2015
Dual registered: no
Other names: AISLING MARIE-PATRICIA CARROLL
IAPD individual key: 2894186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 30, 2024	n/a	yes	PLYMOUTH, MN\|NEW YORK, NY	Current employment
Mariner	Bd affiliated wealth	Mar 22, 2017	Feb 22, 2024	no	NEW YORK, NY\|OVERLAND PARK, KS	Previous registration
FIRSTPOINT FINANCIAL, LLC	Former SEC adviser	May 21, 2015	Mar 22, 2017	no	NEW YORK, NY\|OVERLAND PARK, KS	Previous registration
FIRSTPOINT FINANCIAL, LLC	Former SEC adviser	May 5, 2015	Jan 21, 2016	no	NEW YORK, NY\|LEAWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Feb 22, 2024	Sep 30, 2024	221	Firm change	Ibd to ibd
FIRSTPOINT FINANCIAL, LLC	Mariner	Mar 22, 2017	Mar 22, 2017	0	Firm change	Other
FIRSTPOINT FINANCIAL, LLC	FIRSTPOINT FINANCIAL, LLC	Jan 21, 2016	May 21, 2015	-245	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
175252:140195:KS:2017-03-22	Mar 22, 2017	Mar 22, 2017	OVERLAND PARK, KS	Firm change
168793:175252:KS:2016-01-21	Jan 21, 2016	May 21, 2015	LEAWOOD, KS	Firm change after gap

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Mar 22, 2017 to Feb 22, 2024factForm ADV
→ FIRSTPOINT FINANCIAL, LLCRegistered adviserregistration: previous registration
May 21, 2015 to Mar 22, 2017factForm ADV
→ FIRSTPOINT FINANCIAL, LLCRegistered adviserregistration: previous registration
May 5, 2015 to Jan 21, 2016factForm ADV

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
Aisling Marie-Patricia Carroll-Transom left Mariner for Wealth Enhancement Advisory Services, Llc (registered 2024-09-30)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80c45210-69b4-4946-eb83-e46849b3b04e
First observed: May 5, 2015
Last observed: Sep 15, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AISLING MARIE-PATRICIA CARROLL-TRANSOM

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80c45210-69b4-4946-eb83-e46849b3b04e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Sep 30, 2024

n/a

yes

PLYMOUTH, MN|NEW YORK, NY

Current employment

Mariner

Bd affiliated wealth

Mar 22, 2017

Feb 22, 2024

NEW YORK, NY|OVERLAND PARK, KS

Previous registration

FIRSTPOINT FINANCIAL, LLC

Former SEC adviser

May 21, 2015

Mar 22, 2017

NEW YORK, NY|OVERLAND PARK, KS

Previous registration

FIRSTPOINT FINANCIAL, LLC

Former SEC adviser

May 5, 2015

Jan 21, 2016

NEW YORK, NY|LEAWOOD, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

Mariner

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Feb 22, 2024

Sep 30, 2024

221

Firm change

Ibd to ibd

FIRSTPOINT FINANCIAL, LLC

Mariner

Mar 22, 2017

Firm change

Other

FIRSTPOINT FINANCIAL, LLC

Jan 21, 2016

May 21, 2015

-245

Channel change

Other

Team

Left

Joined

From

Kind

175252:140195:KS:2017-03-22

Mar 22, 2017

OVERLAND PARK, KS

Firm change

168793:175252:KS:2016-01-21

Jan 21, 2016

May 21, 2015

LEAWOOD, KS

Firm change after gap