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Advisor at LPL FINANCIAL LLC
KINGSPORT, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | KINGSPORT, TN | Current employment |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | Former SEC adviser | Aug 13, 2009 | Oct 10, 2013 | no | MEMPHIS, TN | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Mar 11, 2009 | Aug 21, 2025 | no | KINGSPORT, TN|KINGSPORT, TN|BRISTOL, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 21, 1994 | Oct 9, 2002 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | FIRST TENNESSEE ADVISORY SERVICES, INC. | Aug 21, 2025 | Aug 13, 2009 | -5,852 | Firm change after gap | Other |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Oct 10, 2013 | Aug 21, 2025 | 4,333 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | FIRST HORIZON ADVISORS, INC | Oct 9, 2002 | Mar 11, 2009 | 2,345 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17117:143830:TN:2025-08-21 | Aug 21, 2025 | Aug 13, 2009 | BRISTOL, TN | Firm change after gap |