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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Kevin Lewis

Advisor at J.P. MORGAN SECURITIES LLC

PHOENIX, AZ | SUN CITY, AZ | Phoenix, AZ

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Search this name across graphsid dfx:ria:80d1c87d-0472-d0a1-03cd-8fa19ff1bf2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 23, 2016
First registration: Oct 28, 2016
Dual registered: yes, broker-dealer
Other names: Kevin Arthur Lewis|KEVIN A LEWIS|Kevin Lewis
IAPD individual key: 6674415

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 18, 2023	n/a	yes	PHOENIX, AZ\|PHOENIX, AZ\|Phoenix, AZ\|SUN CITY, AZ	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 26, 2022	Aug 11, 2023	no	ARLINGTON, VA\|SANDY, UT	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	Mar 24, 2022	no	BOSTON, MA\|TEMPE, AZ\|BOSTON, MA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Mar 8, 2018	Nov 8, 2018	no	Tempe, AZ\|BOSTON, MA	Previous registration
EDWARD JONES	National bd RIA	Oct 28, 2016	Feb 7, 2018	no	Peoria, AZ\|ST LOUIS, MO\|Glendale, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Aug 11, 2023	Sep 18, 2023	38	Firm change	RIA to wirehouse
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Mar 24, 2022	Apr 26, 2022	33	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
EDWARD JONES	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Feb 7, 2018	Mar 8, 2018	29	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 26, 2022 to Aug 11, 2023factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to Mar 24, 2022factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Mar 8, 2018 to Nov 8, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 28, 2016 to Feb 7, 2018factForm ADV

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
Kevin Lewis left E*Trade Capital Management, Llc for J.P. Morgan Securities Llc (registered 2023-09-18)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Advisor changed firm
Kevin Lewis left John Hancock Investment Management Llc for E*Trade Capital Management, Llc (registered 2022-04-26)
Form ADVobserved 4 days ago