DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
OCONOMOWOC, WI | Clinton, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 23, 2020 | n/a | yes | Clinton, MS|OCONOMOWOC, WI | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 12, 2019 | Oct 13, 2020 | no | MILWAUKEE, WI|GREENWOOD VILLAGE, CO | Previous registration |
| TRUSTAGE INVESTMENT MANAGEMENT | Institutional manager | Oct 17, 2019 | Dec 6, 2019 | no | MADISON, WI | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Dec 22, 2016 | Oct 30, 2019 | no | Oconomowoc, WI|Madison, WI|Union, KY|Madison, WI | Previous registration |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Sep 12, 2016 | Dec 5, 2016 | no | Oconomowoc, WI | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jul 28, 2011 | Aug 11, 2016 | no | WAVERLY, IA|OCONOMOWOC, WI|Union, KY | Previous registration |
| MEDALLION ADVISORY SERVICES, LLC | n/a | Sep 12, 2007 | Dec 31, 2009 | no | OCONOMOWOC, WI | Previous registration |
| SVA WEALTH MANAGEMENT, INC. | n/a | Jun 9, 2004 | Nov 8, 2006 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | EDWARD JONES | Oct 13, 2020 | Oct 23, 2020 | 10 | Firm change | Other |
| TRUSTAGE INVESTMENT MANAGEMENT | EMPOWER ADVISORY GROUP, LLC | Dec 6, 2019 | Dec 12, 2019 | 6 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | TRUSTAGE INVESTMENT MANAGEMENT | Oct 30, 2019 | Oct 17, 2019 | -13 | Channel change | Other |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | CUNA BROKERAGE SERVICES, INC. | Dec 5, 2016 | Dec 22, 2016 | 17 | Firm change | Other |
| CUNA BROKERAGE SERVICES, INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Aug 11, 2016 | Sep 12, 2016 | 32 | Firm change | Other |
| MEDALLION ADVISORY SERVICES, LLC | CUNA BROKERAGE SERVICES, INC. | Dec 31, 2009 | Jul 28, 2011 | 574 | Firm change after gap | Other |
| SVA WEALTH MANAGEMENT, INC. | MEDALLION ADVISORY SERVICES, LLC | Nov 8, 2006 | Sep 12, 2007 | 308 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13941:105960:WI:2019-10-30 | Oct 30, 2019 | Oct 17, 2019 | MADISON, WI | Firm change |