DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VECTORWEALTH

VECTORSHARES LLC., CRD 312707

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80e53197-b935-b9bb-9049-c2c75887cb8f

Data as of Oct 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Feb 22, 2021 to Oct 30, 2023
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.0MItem 5.F on the latest filing (2023-10-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.0M
Private client RAUM: $4.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $1.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 27
Individual clients: 3
High net worth clients: 13
Custody, client assets: $5.0M
SEC number: 801-120588
CRD: 312707
Filings on the tape: 13
First filed: Feb 22, 2021
Latest filed: Oct 30, 2023
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY MATTHEW DOOLEY	n/a	TAMPA, FL	1	22	5	yes
NICHOLAS JOHN KOEN	n/a	TAMPA, FL	1	11	1	no
Sahil Madan	Chartered Financial Analyst	TAMPA, FL	1	10	n/a	no
SEAN KIRBY LOUDERBACK	n/a	TAMPA, FL	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABSOLUTE GROUP 1 LLC	Owner	E	yes	02/2023	Oct 27, 2023	Oct 30, 2023
KOEN, NICHOLAS, JOHN	Owner	E	yes	09/2021	May 30, 2023	Oct 30, 2023
KOEN, NICHOLAS, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	May 30, 2023	Oct 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DFN MANAGEMENT LLC.	n/a	Asset manager	$241M	N	yes	n/a
AMOL A. NIRGUDKAR	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	May 30, 2023	$5.0M	$5.0M	4	1	0	n/a	n/a
2021	Mar 26, 2022	$17.8M	$17.8M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$5.0M	$17.8M	-71.9%	n/a	n/a	4	4	0	0

Relationships

Registered with (4)

← SEAN KIRBY LOUDERBACKAdvisorregistration: current employment
Nov 14, 2025 to presentfactForm ADV
← Sahil MadanAdvisorregistration: current employment
Jun 3, 2025 to presentfactForm ADV
← NICHOLAS JOHN KOENAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← GREGORY MATTHEW DOOLEYAdvisorregistration: current employment
Nov 19, 2024 to presentfactForm ADV

Affiliated with (1)

→ DFN MANAGEMENT LLC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← KOEN, NICHOLAS, JOHNOwnerOWNER, ownership code E, individual
May 30, 2023 to presentfactForm ADV
← ABSOLUTE GROUP 1 LLCOwnerOWNER, ownership code E, domestic entity
Oct 27, 2023 to presentfactForm ADV

Dated events

Occurred
Oct 27, 2023
Control person left
A Amol Nirgudkar (Member) no longer on Schedule A of Vectorwealth (listed 2023-09-13, absent 2023-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2023
Control person left
Clifford Donald Flagg (Mgr) no longer on Schedule A of Vectorwealth (listed 2023-09-13, absent 2023-10-27)
Form ADVobserved 5 days ago
Occurred
Oct 27, 2023
Control person left
Carter William Hambley (Ceo) no longer on Schedule A of Vectorwealth (listed 2023-09-13, absent 2023-10-27)
Form ADVobserved 5 days ago
Occurred
May 30, 2023
Control person left
Robert Jeffrey Donaldson (Member And Chief Compliance Officer) no longer on Schedule A of Vectorwealth (listed 2022-07-29, absent 2023-05-30)
Form ADVobserved 5 days ago
Occurred
May 30, 2023
Control person joined
John Nicholas Koen (Chief Compliance Officer) appeared on Schedule A of Vectorwealth
Form ADVobserved 5 days ago
Occurred
Feb 22, 2021
First Form ADV filing
Vectorshares Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80e53197-b935-b9bb-9049-c2c75887cb8f
First observed: Feb 22, 2021
Last observed: Oct 30, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VECTORWEALTH

VECTORSHARES LLC., CRD 312707

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80e53197-b935-b9bb-9049-c2c75887cb8f

Data as of Oct 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY MATTHEW DOOLEY

n/a

TAMPA, FL

yes

NICHOLAS JOHN KOEN

n/a

TAMPA, FL

Sahil Madan

Chartered Financial Analyst

TAMPA, FL

n/a

SEAN KIRBY LOUDERBACK

n/a

TAMPA, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABSOLUTE GROUP 1 LLC

Owner

yes

02/2023

Oct 27, 2023

Oct 30, 2023

KOEN, NICHOLAS, JOHN

Owner

yes

09/2021

May 30, 2023

Oct 30, 2023

KOEN, NICHOLAS, JOHN

CHIEF COMPLIANCE OFFICER

yes

01/2023

May 30, 2023

Oct 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DFN MANAGEMENT LLC.

n/a

Asset manager

$241M

yes

n/a

AMOL A. NIRGUDKAR

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

May 30, 2023

$5.0M

n/a

2021

Mar 26, 2022

$17.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$5.0M

$17.8M

-71.9%

n/a