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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

GREGORY MATTHEW DOOLEY

Advisor at VECTORWEALTH

TAMPA, FL

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Search this name across graphsid dfx:ria:e439d478-8884-a70a-1ce0-6b8879ef5493

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VECTORWEALTH
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 17, 2004
First registration: Jun 22, 2004
Dual registered: yes, broker-dealer
Other names: Greg Matthew Dooley
IAPD individual key: 4792015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Vectorwealth	Former SEC adviser	Nov 19, 2024	n/a	yes	TAMPA, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 12, 2021	May 19, 2025	no	TAMPA, FL\|PORT CHARLOTTE, FL\|Lithia, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 9, 2015	Dec 9, 2021	no	TAMPA, FL\|Franklin, TN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2008	Dec 18, 2015	no	TAMPA, FL\|FORT MILL, SC\|TAMPA, FL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 13, 2006	Mar 4, 2008	no	Fort Lauderdale, FL\|TAMPA, FL\|BOCA RATON, FL\|TAMPA, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2004	Oct 24, 2005	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	Vectorwealth	May 19, 2025	Nov 19, 2024	-181	Firm change after gap	Ibd to RIA
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Dec 9, 2021	Nov 12, 2021	-27	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	UBS FINANCIAL SERVICES INC.	Dec 18, 2015	Dec 9, 2015	-9	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 6, 2008	2	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VOYA FINANCIAL ADVISORS, INC.	Oct 24, 2005	Jul 13, 2006	262	Firm change	Other

Relationships

Registered with (5)

→ VECTORWEALTHRegistered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 12, 2021 to May 19, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 9, 2015 to Dec 9, 2021factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 13, 2006 to Mar 4, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 22, 2004 to Oct 24, 2005factForm ADV

Dated events

Occurred
May 19, 2025
Advisor changed firm
Gregory Matthew Dooley left Lpl Financial Llc for Vectorwealth (registered 2024-11-19)
Form ADVobserved 6 days ago