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M•••• C••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

M•••• C••••••• P•••••

Advisor at O••••••••• • C•• I•••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:810288b9-cf49-6cf0-56b5-9713f4194084

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 10, 2023	n/a	yes	SAN FRANCISCO, CA	Current employment
I••••••• W••••• L••	Former SEC adviser	Nov 6, 2020	Mar 29, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• L••	O••••••••• • C•• I•••	Mar 29, 2022	Oct 10, 2023	560	Firm change after gap	RIA to ibd
R•••••• J•••• • A••••••••• I•••	I••••••• W••••• L••	Dec 2, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:311102:CA:2020-12-02	Dec 2, 2020	Nov 6, 2020	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (5)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Oct 10, 2023 to presentfactForm ADV
→ I••••••• W••••• L••Registered adviserregistration: previous registration
Nov 6, 2020 to Mar 29, 2022factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2019 to Dec 2, 2020factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
M•••• C••••••• P••••• left I••••••• W••••• L•• for O••••••••• • C•• I••• (registered 2023-10-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:810288b9-cf49-6cf0-56b5-9713f4194084
First observed: Aug 24, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.