DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ICAPITAL WEALTH LLC

CRD 311102

CLAYTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a5f93e9-9be1-84e1-101c-7db9924130d3

Data as of Mar 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 7
On other graphs: 0
Observed: Sep 25, 2020 to Mar 17, 2023
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $297MItem 5.F on the latest filing (2023-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $187M
Private client RAUM: $284MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 162
High net worth clients: 43
Custody, client assets: $11.8M
SEC number: 801-119696
CRD: 311102
Filings on the tape: 13
First filed: Sep 25, 2020
Latest filed: Mar 17, 2023
Organised: Limited Liability Company, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADY, JARRETT, ALEXANDER	MANAGING DIRECTOR / PRINCIPAL	D	yes	09/2020	Sep 25, 2020	Mar 17, 2023
KERN, GREGORY, GERARD	MANAGING DIRECTOR/ PRINCIPAL	D	yes	09/2020	Sep 25, 2020	Mar 17, 2023
RODRIGUEZ, YARENIS, ROSA	CHIEF COMPLIANCE OFFICER	Na	no	02/2022	Mar 9, 2022	Mar 17, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 17, 2023	$297M	$187M	3	3	3	n/a	n/a
2021	Mar 9, 2022	$444M	$322M	3	3	3	n/a	n/a
2020	Mar 2, 2021	$451M	$353M	3	3	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$297M	$444M	-33.2%	n/a	n/a	3	3	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PURSUE WEALTH PARTNERS, LLC	2	Jun 6, 2023	May 25, 2023	CLAYTON, CA	Team lift out	RIA to new firm	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES & ASSOCIATES, INC.	2	Dec 2, 2020	Nov 6, 2020	SAN FRANCISCO, CA	Team lift out	Ibd to new firm	0.1%

Relationships

Affiliated with (1)

← CANTELLA & CO., INC.Registered adviserother investment adviser
factForm ADV

Controls (2)

← KERN, GREGORY, GERARDOwnerMANAGING DIRECTOR/ PRINCIPAL, ownership code D, individual
Sep 25, 2020 to presentfactForm ADV
← BRADY, JARRETT, ALEXANDEROwnerMANAGING DIRECTOR / PRINCIPAL, ownership code D, individual
Sep 25, 2020 to presentfactForm ADV

Owns (1)

← RODRIGUEZ, YARENIS, ROSAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 9, 2022 to presentfactForm ADV

Registered with (3)

← YARENIS ROSA RODRIGUEZAdvisorregistration: previous registration
Feb 24, 2022 to Jun 6, 2023factForm ADV
← JARRETT ALEXANDER BRADYAdvisorregistration: previous registration
Nov 6, 2020 to Jun 6, 2023factForm ADV
← MARIA CRISTINA PEJOROAdvisorregistration: previous registration
Nov 6, 2020 to Mar 29, 2022factForm ADV

Moved with (2)

→ PURSUE WEALTH PARTNERS, LLCRegistered adviser2 advisors, team lift out, same day
Jun 6, 2023 to May 25, 2023factForm ADV
← RAYMOND JAMES & ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Dec 2, 2020 to Nov 6, 2020factForm ADV

Dated events

Occurred
Jun 6, 2023
Team lift-out
2 advisors left Icapital Wealth LLC (Clayton, CA) for Pursue Wealth Partners, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 6, 2023
Advisor changed firm
Jarrett Alexander Brady left Icapital Wealth Llc for Pursue Wealth Partners, Llc (registered 2023-05-05)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2023
Advisor changed firm
Yarenis Rosa Rodriguez left Icapital Wealth Llc for Pursue Wealth Partners, Llc (registered 2023-05-25)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2023
Regulatory AUM changed
Icapital Wealth Llc reported RAUM $296.9M, down 33% from $444.2M (2022-11-21 to 2023-03-17)
Form ADVobserved 4 days ago
$-147M
Occurred
Mar 29, 2022
Advisor changed firm
Maria Cristina Pejoro left Icapital Wealth Llc for Oppenheimer & Co. Inc. (registered 2023-10-10)
Form ADVobserved 4 days ago
Occurred
Mar 9, 2022
Control person left
Cristina Maria Pejoro (Chief Compliance Officer) no longer on Schedule A of Icapital Wealth Llc (listed 2022-01-07, absent 2022-03-09)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2020
First Form ADV filing
Icapital Wealth Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a5f93e9-9be1-84e1-101c-7db9924130d3
First observed: Sep 25, 2020
Last observed: Mar 17, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICAPITAL WEALTH LLC

CRD 311102

CLAYTON, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a5f93e9-9be1-84e1-101c-7db9924130d3

Data as of Mar 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADY, JARRETT, ALEXANDER

MANAGING DIRECTOR / PRINCIPAL

yes

09/2020

Sep 25, 2020

Mar 17, 2023

KERN, GREGORY, GERARD

MANAGING DIRECTOR/ PRINCIPAL

yes

09/2020

Sep 25, 2020

Mar 17, 2023

RODRIGUEZ, YARENIS, ROSA

CHIEF COMPLIANCE OFFICER

02/2022

Mar 9, 2022

Mar 17, 2023

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 17, 2023

$297M

$187M

n/a

2021

Mar 9, 2022

$444M

$322M

n/a

2020

Mar 2, 2021

$451M

$353M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$297M

$444M

-33.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PURSUE WEALTH PARTNERS, LLC

Jun 6, 2023

May 25, 2023

CLAYTON, CA

Team lift out

RIA to new firm

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES & ASSOCIATES, INC.

Dec 2, 2020

Nov 6, 2020

SAN FRANCISCO, CA

Team lift out

Ibd to new firm

0.1%