DFX Intelligence
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Reading the graph
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Advisor at O•••••••••
Farmington,, CT | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• | Institutional manager | May 7, 2019 | n/a | yes | OVERLAND PARK, KS|Farmington,, CT | Current employment |
| F••••• B••••••• I•• | Former SEC adviser | Nov 16, 2018 | Dec 31, 2019 | no | CHESHIRE, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• B••••••• I•• | O••••••••• | Dec 31, 2019 | May 7, 2019 | -238 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | F••••• B••••••• I•• | Sep 13, 2018 | Nov 16, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107620:106766:CT:2019-12-31 | Dec 31, 2019 | May 7, 2019 | CHESHIRE, CT | Firm change after gap |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 9, 2017 | Sep 13, 2018 | no | MILLDALE, CT | Previous registration |
| 64 |
| Firm change |
| Ibd to RIA |