DFX Intelligence

B••••••• J•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst36 years in industry

B••••••• J•••• A••••••••

Advisor at C•••••• B•• C•••••• L••

WINNETKA, IL

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Search this name across graphsid dfx:ria:810b1d9a-0f6b-38c3-8cf7-faf6ce6eee63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• B•• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 21, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• B•• C•••••• L••	State registered	Apr 13, 2017	n/a	yes	WINNETKA, IL	Current employment
C••• C••••••• L••	Independent wealth	Jan 24, 2012	Mar 31, 2017	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	C•••••• B•• C•••••• L••	Mar 31, 2017	Apr 13, 2017	13	Firm change	Other
F•••••••• A•••• M••••••••• L••	C••• C••••••• L••	Jan 5, 2012	Jan 24, 2012

Relationships

Registered with (3)

→ C•••••• B•• C•••••• L••Registered adviserregistration: current employment
Apr 13, 2017 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Jan 24, 2012 to Mar 31, 2017factForm ADV
→ F•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2009 to Jan 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:810b1d9a-0f6b-38c3-8cf7-faf6ce6eee63
First observed: Jul 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.