DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
WYOMISSING, PA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jul 2, 2024 | n/a | yes | WYOMISSING, PA|ST. LOUIS, MO | Current employment |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Mar 2, 2023 | Nov 14, 2024 | no | ST LOUIS, MO|WYOMISSING, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• S•••••••• W•••••• L•• | F•••• P••••••• W•••••• L•• | Nov 14, 2024 | Jul 2, 2024 | -135 | Bulk transfer | RIA to RIA |
| E•••••• A••••••• G••••• L•• | B••••••••• S•••••••• W•••••• L•• | Mar 1, 2023 | Mar 2, 2023 |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jul 20, 2017 | Mar 1, 2023 | no | LEVITTOWN, PA|GREENWOOD VILLAGE, CO|Douglassville, PA | Previous registration |
| T•• C•••••••• G••••• L•• | Former SEC adviser | Apr 26, 2013 | Nov 13, 2013 | no | PLYMOUTH MEETING, PA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 10, 2010 | Oct 4, 2012 | no | PENNINGTON, NJ | Previous registration |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | May 1, 2009 | Jun 2, 2010 | no | NYACK, NY | Previous registration |
| 1 |
| Firm change |
| Ibd to RIA |
| T•• C•••••••• G••••• L•• | E•••••• A••••••• G••••• L•• | Nov 13, 2013 | Jul 20, 2017 | 1,345 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T•• C•••••••• G••••• L•• | Oct 4, 2012 | Apr 26, 2013 | 204 | Firm change | Wirehouse to new firm |
| H••• S••••••••• •••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jun 2, 2010 | Jul 10, 2010 | 38 | Firm change | Other |