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Advisor at WESTPARK WEALTH ADVISORS, INC.
BELLAIRE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTPARK WEALTH ADVISORS, INC. | Independent wealth | Mar 18, 2009 | n/a | yes | BELLAIRE, TX | Current employment |
| STANFORD GROUP COMPANY | n/a | Jul 23, 2004 | Mar 19, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 20, 1996 | Jul 27, 2004 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STANFORD GROUP COMPANY | WESTPARK WEALTH ADVISORS, INC. | Mar 19, 2009 | Mar 18, 2009 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STANFORD GROUP COMPANY | Jul 27, 2004 | Jul 23, 2004 | -4 | Firm change | Other |