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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Memphis, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 24, 2025 | n/a | yes | Memphis, TN | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 14, 2021 | Jan 6, 2025 | no | GERMANTOWN, TN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 19, 2013 | Dec 26, 2019 | no | HENDERSON, NV|Memphis, TN|Collierville, TN | Previous registration |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Dec 5, 2011 | Dec 31, 2013 | no | HENDERSON, NV|AUSTIN, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 2, 2009 | Dec 12, 2011 | no | HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 6, 2025 | Feb 24, 2025 | 49 | Firm change | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Dec 26, 2019 | Sep 14, 2021 | 628 | Firm change after gap | Ibd to ibd |
| KESTRA PRIVATE WEALTH SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2013 | Nov 19, 2013 | -42 | Firm change after gap | Other |
| MORGAN STANLEY | KESTRA PRIVATE WEALTH SERVICES, LLC | Dec 12, 2011 | Dec 5, 2011 | -7 | Firm change | Other |